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KENTUCKY STATE UNIVERSITY BOARD OF REGENTS

External Relations and Development Committee

July 27, 2012

Regent Ronald Banks

Regent Laura Douglas

Regent David Guarnieri

Regent Charles Whitehead, Chair

Regent Phyllis Williams

Mr. Hinfred McDuffie, Staff

KENTUCKY STATE UNIVERSITY BOARD OF REGENTS July 27, 2012 External Relations and Development Committee

INDEX

D1 Action Item:

Approval of External Relations and Development Committee Meeting

Minutes (April 27, 2012)

D2 Executive Summary Report

D3 Executive Contributions Report

Alumni Relations Report

D4 Information Technology Report

Auxiliary Enterprise Report

Capital Planning, Construction and Facility Operations Report

D5 Communications Report

KENTUCKY STATE UNIVERSITY

Regular Meeting of the External Relations and Development Committee Board of Regents 11 a.m., July 27, 2012 Board Room, Academic Services Building Regent Charles Whitehead, Presiding

AGENDA

  • Call to Order Regent Charles Whitehead, Chair
  • Roll Call Hinfred McDuffie Executive Vice President for Administration
  • Opening Remarks Regent Whitehead
  • Action Item Regent Whitehead
  • Approval of April 27, 2012, Meeting Minutes
  • Executive Summary Report - Endowment Management Report H. McDuffie
  • 2023
  • Discussion
  • Regent Whitehead
  • Adjoum

D1

KENTUCKY STATE UNIVERSITY BOARD OF REGENTS AGENDA ITEM BACKGROUND

To: Board of Regents External Relations and Development Committee Date: July 27, 2012

From: Hinfred McDuffie Executive Vice President for Administration

Subject: Committee Meeting Minutes (April 27, 2012)

Reason for Consideration: Approval Enclosures: Yes

Background:

The minutes of the External Relations and Development Committee meeting of April 27, 2012, require approval in order to become an official part of the committee's records.

Recommendation:

That the External Relations and Development Committee approve the minutes of the April 27, 2012, meeting.

Initiator:Hinfred McDuffie Executive Vice President for Administration
Board Action Date:July 27, 2012
Effective Date:July 27, 2012

Kentucky State University Regular External Relations and Development Committee Meeting Board of Regents External Relations and Development Committee 10:30 a.m., April 27, 2012 KSU Aquaculture Research Building Frankfort, Kentucky

MINUTES

Regent Laura Douglas called the meeting of the Kentucky State University Board of Regents External Relations and Development Committee to order at 10:35 a.m. on Friday, April 27, 2012. Mr. Hinfred McDuffie, Executive Vice President for Administration, called roll:

Regent Ron Banks, present Regent David Guarnieri, absent Regent Phyllis Williams, present Regent Laura Douglas, present Regent Charles Whitehead, present

Four of the five regents on the committee were present. A quorum was established.

Action:

Motion to approve the January 27, 2012, External Relations and Development Committee meeting minutes was made by Regent Banks and seconded by Regent Williams. The motion passed.

Mr. McDuffie introduced the Division of External Relations and Development staff for area reports as follows:

The Alumni Relations and Development reports were presented by Mr. William Wilson, Associate Vice President for Development and Major Gifts.

The Information Technology report was presented by Mr. Edward Fields, Director of Information Technology.

Mr. McDuffie said that a comprehensive report outlining the implementation of Banner on campus will be presented at the July meeting.

Regent Whitehead inquired about the university's auditing process for reviewing data input into Banner. Mr. Fields responded that the Data Standards Committee meets regularly and has developed guidelines for ensuring data-entry consistency.

The Auxiliary Enterprise report was presented by Mr. Harold Hayes, Executive Director of Auxiliary Enterprise.

  • The Capital Planning, Construction and Facility Operations report was presented by Mr. Jack McNear, Associate Vice President for Capital Planning, Construction and Facility Operations.
  • The Public Relations and Communications report was presented by Ms. Felicia Lewis, Assistant Vice President for External Relations/Director of Communications.

The endowment summary report was presented by Ms. LouAnn Atlas and Mr. James Fereday of Fifth Third Bank. Additional information requested by members of the committee will be included in future endowment summary reports.

The meeting was adjourned at 11:19 a.m. by Regent Whitehead.

Submitted by:

Approved by:

Hinfred McDuffie

Executive Vice President for Administration Kentucky State University

Regent Charles Whitehead, Chair External Relations and Development Committee Board of Regents Kentucky State University

__ Approved with no corrections

___ Approved with corrections

D2

KENTUCKY STATE UNIVERSITY BOARD OF REGENTS AGENDA ITEM BACKGROUND

To: Board of Regents External Relations and Development Committee Date: July 27, 2012

From: Hinfred McDuffie Executive Vice President for Administration

Subject: Executive Summary Report

Reason for Consideration: Informational Enclosures: Yes

Background:

N/A

Recommendation:

Informational

Initiator:Hinfred McDuffie Executive Vice President for Administration
Board Action Date:July 27, 2012
Effective Date:July 27, 2012

Kentucky State University Division of External Relations and Development Report to the Board of Regents

July 27, 2012

EXECUTIVE SUMMARY

During the period of July 1, 2011, to June 30, 2012, Kentucky State University received the annual giving amount of $2,654,121 from 772 contributors – corporations, foundations, individuals and organizations. The amount received for the Uniting Generations . . . Securing Futures – A Capital Campaign for Kentucky State University is $3,575,410.

The Office of Alumni Relations processed the following memberships: 538 annual/associate, 356 complimentary to new graduates, 294 life and 40 subscribing life for a total of 1,228 KSU National Alumni Association financial members, as of June 30, 2012. The K-Club has 24 members. There were mass mailings to alumni for the following purposes: Permanent Alumni Scholarship Fund solicitation (1,301 packages), Homecoming (8,548), K-Club (1,128), Classes in Reunion (4,181) and miscellaneous mailings (11,099). A total of 9,599 electronic communications have been sent. There were two new/revitalized alumni chapters, and the alumni association currently has 24 affiliate chapters.

Information Technology reports progress in the Banner System's implementation: Phase I (discovery and hardware installation) is 100 percent complete, and Phase 2, 2.5, 3, 4, 5 and 6 conversions are 100 percent complete. All modules have gone live as scheduled for 2011. IT has also distributed 142 new laptops to faculty; 49 were distributed to residence halls for student checkout. The campus computer labs received upgrades with a total of 156 new desktops: School of Business Lab, Education Lab, Behavioral and Social Sciences Lab, Athletics Lab, Student Center Lab and Academics With Attitude Lab. Ninety-four percent of the 2011-2012 service calls were completed.

Auxiliary Enterprise reports that housing occupancy was at 86 percent with 879 students at the end of the academic year.

Capital Planning, Construction and Facility Operations had 77 major projects in progress or pending.

The university was covered in 601 newspaper articles in Kentucky. The advertising equivalency dollar amount (or cost saving) for the newspaper coverage of KSU was $7,070,440. The university also was covered in 170 television news stories reaching a Nielsen audience of 5,516,423 for a total ad equivalency of $79,846 or total publicity value of $239,522. Marketing efforts targeted the Frankfort, Lexington, Louisville and northern Kentucky markets.

KENTUCKY STATE UNIVERSITY BOARD OF REGENTS AGENDA ITEM BACKGROUND

D3

To:Board of Regents External Relations and Development CommitteeDate:July 27, 2012
From:Hinfred McDuffie Executive Vice President for Administration
Subject:Executive Contributions Report & Alumni Relations Report
Reason for Consideration:InformationalEnclosures:Yes

Background:

N/A

Recommendation:

Informational

Initiator:Hinfred McDuffie Executive Vice President for Administration
Board Action Date:July 27, 2012
Effective Date:July 27, 2012

Development Services

Total Dollars RaisedTotal Participation
Donor DesignationJuly 1, 2010 - June 30, 2012July 1, 2010 - June 30, 2012
Unrestricted83,550228
Scholarships414,616483
Other3,077,244932
Total:3,575,4101,643

Donor Designation Breakdown

Total Dollars RaisedTotal Participation
Constituency TypeJuly 1, 2010 - June 30, 2012July 1, 2010 - June 30, 2012
Alumni$251,918852
Corporations$2,236,10255
Employees$197,657242
Foundations$132,60598
Organizations$350,624283
Other individuals$406,586313
Total:$3,575,4101,643

Constituency Type Breakdown

CAPITAL CAMPAIGN GIVING

Alumni Corporations Employees Foundations Organizations Other

Annual Giving Total Dollars Raised Comparison Graph

Constituency TypeTotal Dollars Raised July 1, 2010 - June 30, 2011Total Dollars Raised July 1, 2011 - June 30, 2012Total Participation July 1, 2010 - June 30, 2011Total Participation July 1, 2011 - June 30, 2012
Alumni$97,195.00$154,538.45287360
Corporations$179,887.00$2,013,419.003923
Employees$20,070.65$110,720.73120122
Foundations$130,380.00$84,085.006636
Organizations$420,400.20$123,535.1025295
Other Individuals$15,492.00$167,822.93102136
Total:$863,424.85$2,654,121.21866772

Executive Contributions Report and Comparison July 1, 2010 - June 30, 2011 to July 1, 2011 - June 30, 2012

OFFICE OF ALUMNI RELATIONS REPORT

KENTUCKY STATE UNIVERSITY BOARD OF REGENTS AGENDA ITEM BACKGROUND

D4

To: Board of Regents External Relations and Development Committee Date: July 27, 2012

From: Hinfred McDuffie Executive Vice President for Administration

Subject: Information Technology, Auxiliary Enterprise & Capital Planning Reports

Reason for Consideration: Informational Enclosures: Yes

Background:

N/A

Recommendation:

Informational

Initiator:Hinfred McDuffie Executive Vice President for Administration
Board Action Date:July 27, 2012
Effective Date:July 27, 2012

Information Technology

July 2011 – June 2012

Information Technology is actively working toward the completion of projects that will enhance and improve operational efficiency and customer service. It is also working to reduce cost for the overall university. The department is strengthening its internal processes to better serve the needs of the students, faculty and staff.

Banner Enterprise Resource Planning (ERP) Implementation

Phase 1 Discovery and hardware installation100%
Phase 2 Conversion R1100%
Data verification and validation100%
Data clean-up100%
Banner testing and problem resolution100%
Phase 2.5 Conversion R1.5100%
Data verification and validation100%
Data clean-up100%
Banner testing and problem resolution100%
Phase 3 Conversion R2100%
Data verification and validation100%
Data clean-up100%
Banner testing and problem resolution100%
Phase 4 Integration testing (classroom pilot)100%
Phase 5 Pre-Prod creation for production100%
Banner Prod delivery to KSU Dec. 6 Campus Banner training begun (FI and HR)100%
Phase 6 Campus Banner Training (FI, HR, FA, ST)100%
Finance GO LIVE (Jan. 2011)100%
Human Resources GO LIVE (Jan. 2011)100%
Financial Aid GO LIVE (Feb. 2011)100%
Student GO LIVE (March 2011)100%
Accounts Receivable GO LIVE (July 2011)100%
Student academic history conversion (Aug. 2011)100%

Banner Luminis Platform 5 Implementation

Laptop Deployment

Computer Labs Upgraded

Phase 1 Project schedule development Project team creation 100% 100%

Phase 2 ODS implementation kickoff ODS tech implementation planning 100% 100% (Feb. 2012)

Phase 3 ODS installation – Test ODS installation – Prod 100% 0% (July 2012)

Phase 4 ODS Functional Training 75% (April–Oct. 2012)

Phase 5 GO LIVE October 2012

Phase 1 Project schedule development Project team creation 100% 100% (March 2012)

Phase 2 Luminis implementation kickoff Luminis Tech implementation planning 100% (March 2012)

Phase 3 Luminis installation – Test Luminis installation – Prod 100% 85% (July 2012)

Phase 4 Luminis Functional Implementation 60% (March–Aug. 2012)

Phase 5 GO LIVE November 2012

Faculty laptop deployment 142 laptops distributed to faculty

Residence hall laptop deployment 49 laptops distributed to each residence hall for student checkout (7 laptops per 7 residence halls)

School of Business Lab Education Lab Behavioral and Social Science Lab Athletics Lab Student Center Lab Academics With Attitude Lab 41 desktops 27 desktops 10 desktops 10 desktops 50 desktops 18 desktops

ProgressUpgrading 6 classrooms in Exum CenterProject completion by mid-summer
Completion rate 94%
Service Calls July 2011 through June 2012Opened 2,888 Closed 2,716

Kentucky State University Auxiliary Enterprise Report July 2011 - June 2012

As of June 30, 2012, Auxiliary Enterprise recorded the following revenues:

Prior Year YTDCurrent Year YTDVariance
Food Services3,004,0003,019,00015,000
Housing3,367,0003,302,000(65,000)
Bookstore164,000153,000(11,000)
Facility Usage18,00045,00027,000
Laundry59,00050,000(9,000)
Vending2,0002,000(0)

Housing variance is due to a decrease in student count. Housing occupancy at the end of the academic year was at 86 percent with 879 students compared to 906 students in 2011. Food Services commissions are up over the prior year.

Food & Housing Revenues

PROJECTGOALRESULTS / COMMENTS
Projects in Progress
1Entrance GatehouseControlled access to campusProject under construction with projected October 12 completion
$560,000
2Parking Lot ExpansionMore parking for students/faculty/staff1 lot completed December 2011; two lots under construction
$83,000 Capital Planning
3Russell Court Interior RenovationsModernized ApartmentsDesign specs from Moody Nolan received in June
$1,000,000 Auxiliary Services
4Privatized Housing RFPNew Student HousingFirm selection completed. Project on hold
$20 million private developer/ KSU Foundation
52010 HUD HBCU GrantReceive grant to buy property in Hill Top neighborhoodKSU was not awarded grant
$450,000 (requested budget for next year)
6Redesign President's SuiteImprove safety and enlarge conference roomDesign completed in May 2011; project is being advertised for bid in July
$19,000 Capital Planning
7Construct New Building and Facilities to Service University NeedsOne project under construction
8Determine Renovations of Buildings for New Functions and Upgrades of Building SystemsOne renovation project has been established for construction in summer and fall 2012
9Identify and Address Deferred Maintenance IssuesSix new deferred maintenance projects identified and in progress
10Initiate An Annual Deferred Maintenance PlanAnnual deferred maintenance plan is in operation
11Construct New Student Residential HousingThe university is currently holding on constructing new residential housing
12ADA Access for HillcrestReceived direction to proceed from Board of Regents committee in May 2012
13Alumni Stadium Office Roof Replacement 2012 $306,000$ 306,000Design for new roof to begin in July

Capital Planning, Construction and Facility Operations Board of Regents Report 2011-2012

PROJECTGOALRESULTS / COMMENTS
14Jordan Building and Warehouse Roof Replacement 2012$229,500Partial funding of $90,000 provided. Design beginning in July
15Carroll ASB Roof Replacement Phase I 2012$349,000No funding; will be placed on next year's schedule
16Cooperative Extension Building 2012$196,290No funding; will be placed on next year's schedule
17Betty White additional Parking$99,980Project being advertised for bids
18Brick Retaining Wall and Fence for Betty White Parking$106,452Bids received for retaining wall. Construction to begin in July
19McCullin Additional Parking$57,245Under construction. Completion in July
20J Parking Lot Paving$67,000Under construction
21Fill and Retaining Wall for J Lot by McCullin$65,000Under construction
22President's Dining Room$25,000on hold
23Vehicle Purchase from Surplus$13,000One vehicle purchased from State surplus in April 2012; a second vehicle is being purchased in July
Auxiliary Services
24Russell Court Roof Replacement 2012$90,318Design to begin in July
25Atwood Research Bldg. Interior Renovation 2012$2,000,000On hold
26Office Building Center for Sustainable Farms and Fam 2012$1,200,000On hold
27New Entry Road at Farm$68,000Completed in July
28Work with State Finance Cabinet to Increase Small Purchase Authority Limit from $40,000 to $350,000Final information provided
29Kentucky Hall BathroomsModernize bathroomsRescheduled for Summer 2013
30Hillcrest BathroomsRepair and UpdateUnder construction
31Flower Pots for Kentucky Chandler SidewalkAestheticsVendor found for large round plastic pots
32Exum Interior SignsAestheticsIn progress
33New Women's Softball Field at Jones FieldTitle IX complianceLocation is being mapped out
34Bradford Hall Little Theater Renovation to Large Seminar ClassroomProjects on bid
35Bradford Hall FurnitureUpdate classroom furnitureSpecs and bid documents submitted to purchasing June 1
36Hillcrest Interior RenovationsRepairs and updatesIn progress
37Pulley and Ring System at ExumFor event setups
38Campus TurfAestheticsIn progress
PROJECTGOALRESULTS / COMMENTS
39Boiler EPA ViolationsCorrect violations and letters of warningAction Plan submitted December 2011; second draft submitted May 2012
40Replace Chandler Hall Domestic BoilerReplace boiler to provide hot waterComplete
41Develop a Technical Training Program to Support APPA Level 2 Standards for Custodial, Grounds, and Maintenance OperationsResearch initiatives currently being implemented for a technical training program.
42Cleaning Out and Disposing of Items in Red Barn and Surplus VehiclesOperation is being overseen by Purchasing
43Cheaney PlazaFundraising bricks and plaquesDesign complete
$500,000 Private donations
Completed Projects
1Repair Concrete Steps & SidewalksSafe Pedestrian pathsComplete
$150,000 Capital Planning
2Erosion Control at Motor poolControl of water runoffComplete
$15,000 Capital Planning
3Flood Damage Repair at Old Federal BuildingRestore buildingComplete
$5,000 Maintenance Operations
4Extend Storm Pipe at Ash PitRoute storm water around ash pitComplete
$5,000 Maintenance Operations
5Repair Roof of Old Federal BuildingStop damage from leaking roofComplete
$13,000 Capital Planning
6Access Control for Governmental Services CenterInstall Blackboard electronic card readersComplete
$20,000 GSC Maintenance Service
7Mills Lane Farm - Center for Sustainable Farms & FamiliesNew FacilityComplete
$4,800,000 USDA
8Aquaculture Production Technology LaboratoryNew FacilityComplete
$1,700,000 CPE
PROJECTGOALRESULTS / COMMENTS
$700,000 federal funding
9Rosenwald Center for Families & ChildrenNew FacilityComplete
$2,400,000
10Renovate Old Federal BuildingComplete Bldg. RenovationComplete
$1,000,000 federal ARRA funds through National Parks Service
11Replace Roof Sections of Bradford HallNew roof on remaining old roof sectionsComplete
$270,000 CPE Maintenance Funds
12Police Department - Electrical Upgrade / Electronic Infrastructure for DispatchMoving PD to Old RosenwaldComplete
$185,500 Title III
13Hathaway Hall Repair chairs/desksFunctional chairsComplete
$62,500 State funds
14Re-roof Atwood ResearchNon-leaking roofComplete
15Feasibility of Constructing a Centralized Mail Hub in Student Center BasementStreamline mail pick-up
$ Auxiliary Services
16Umbrellas for Student Center TablesProvide shade for tables on patioComplete
$150 Capital Planning
17Campus BenchesReplace old benches around campusComplete
$10,000 Capital Planning
18New Seating for Bradford Hall Large AuditoriumNew seating in Large AuditoriumComplete
$120,000 Capital Planning
19Scoreboard for Football StadiumNew ScoreboardComplete
20(IT) Intercom System at Football StadiumNew intercom system at Alumni Stadium
21Submission of Biennium Six-year Capital PlanComplete capital planComplete
22Chandler Hall Bathroom RenovationComplete
$125,0000 Auxiliary Services
23Tile Bathrooms at StadiumComplete
24Old Federal Building Additional FundingComplete
$60,000
PROJECTGOALRESULTS / COMMENTS
25Additional Funds for Bradford Hall SeatingComplete
26Office AssignmentsComplete
27ADA Ramp for AWA HouseComplete
28Analyze/Develop New Security & Access Control TechnologyDeleted
29Order New PodiumsNew PodiumsComplete
30Preventive Mold CleaningPrevent mold in dorms
31Installation of New Carpet in Lounge Area of Hunter HallComplete
32Installation of New Carpet in Lounge Area of Combs HallComplete
33Power Washing and Repainting of tunnel prior to the Opening of schoolComplete
3414' Tall Curtains for ExumComplete

KENTUCKY STATE UNIVERSITY BOARD OF REGENTS AGENDA ITEM BACKGROUND

D5

To: Board of Regents External Relations and Development Committee Date: July 27, 2012

From: Hinfred McDuffie Executive Vice President for Administration

Subject: Communications Report

Reason for Consideration: Informational Enclosures: Yes

Background:

N/A

Recommendation:

Informational

Initiator:Hinfred McDuffie Executive Vice President for Administration
Board Action Date:July 27, 2012
Effective Date:July 27, 2012

KSU Media Coverage July 2011 – June 2012

PUBLICATIONS AND MARKETING STRATEGIC / MARKET IMPACT 2011-2012

ADVERTISING/MARKETINGMARKETTIME PERIODMARKET IMPACT
BillboardFrankfort – various locations in cityAnnual12,834,332 Impressions
1-64 near Frankfort Exit 58Annual12,096,000 Impressions
TV CommercialLexington1 Month88 percent reach*
Louisville1 Month82 percent reach*
Northern Kentucky1 Month35 percent reach*
Frankfort8 Months94 percent reach*
Airport DisplayLouisville International AirportAnnual3.4 million Passengers
Blue Grass Airport (Lexington)Annual414,721 Passengers

*Reach means the percentage of population who saw the commercial.

PUBLICATIONS (artwork and printed materials)

  • Development/Alumni Printed Materials – Materials produced for 14 campaigns
  • Printed materials produced for university events – 134
  • Communication pieces – 57
  • o Onward and Upward - 1
  • o President's Report to the Board - 4
  • o President's Report to the Council on Postsecondary Education (CPE) - 1
  • o Good Newsletter for CPE - 5
  • o From the President's Desk - 1
  • o Hoofbeats - 2
  • Program/Departmental Newsletters & Brochures – 43
  • Marketing and advertisement pieces produced – 124
  • Designs for general university operations – 56
  • Business cards produced – 127

Land Grant, community and campus community projects and events (supported by design work and support materials) – 35

ELECTRONIC COMMUNICATIONS

Electronic message board postings – 164 messages: 131 KSU messages / 33 community messages