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doc12904 september_2021_permanent_records_list.pdf

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Page 1

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Page 2

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Page 3

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                        "col": 0,
                        "rowspan": 1,
                        "colspan": 1
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                },
                {
                    "id": "p3.1.2",
                    "order": 3,
                    "type": "table_cell",
                    "bbox": {
                        "l": 232.56,
                        "t": 726.48,
                        "r": 381.36,
                        "b": 633.0171
                    },
                    "text": "",
                    "attrs": {
                        "row": 0,
                        "col": 1,
                        "rowspan": 1,
                        "colspan": 1
                    }
                },
                {
                    "id": "p3.1.3",
                    "order": 4,
                    "type": "table_cell",
                    "bbox": {
                        "l": 368.400009,
                        "t": 720.7594320000001,
                        "r": 496.31637,
                        "b": 679.792791
                    },
                    "text": "excess copies until no longer useful, then destroy.",
                    "attrs": {
                        "row": 0,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.4",
                    "order": 5,
                    "type": "table_cell",
                    "bbox": {
                        "l": 109.919999,
                        "t": 634.359435,
                        "r": 145.378394,
                        "b": 620.992796
                    },
                    "text": "U0118",
                    "attrs": {
                        "row": 1,
                        "col": 0,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.5",
                    "order": 6,
                    "type": "table_cell",
                    "bbox": {
                        "l": 175.799996,
                        "t": 641.319433,
                        "r": 296.431086,
                        "b": 627.952794
                    },
                    "text": "Theses/Dissertations -",
                    "attrs": {
                        "row": 1,
                        "col": 1,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.6",
                    "order": 7,
                    "type": "table_cell",
                    "bbox": {
                        "l": 368.400009,
                        "t": 668.919435,
                        "r": 520.877925,
                        "b": 586.552796
                    },
                    "text": "Transfer one (1) copy to the University Archives for permanent retention.\\nRetain excess copies until no longer useful, then destroy.",
                    "attrs": {
                        "row": 1,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.7",
                    "order": 8,
                    "type": "table_cell",
                    "bbox": {
                        "l": 109.919999,
                        "t": 541.119441,
                        "r": 145.378394,
                        "b": 527.752802
                    },
                    "text": "U0124",
                    "attrs": {
                        "row": 2,
                        "col": 0,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.8",
                    "order": 9,
                    "type": "table_cell",
                    "bbox": {
                        "l": 175.799996,
                        "t": 554.919435,
                        "r": 345.73886,
                        "b": 513.952806
                    },
                    "text": "Policies and Procedures (May be in a manual or electronic Format)",
                    "attrs": {
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                        "col": 1,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.9",
                    "order": 10,
                    "type": "table_cell",
                    "bbox": {
                        "l": 368.400009,
                        "t": 575.559427,
                        "r": 516.211279,
                        "b": 493.192788
                    },
                    "text": "Retain one (1) copy of all editions permanently in the office of origin. Retain duplicate copies until superseded or no longer useful, then destroy.",
                    "attrs": {
                        "row": 2,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.10",
                    "order": 11,
                    "type": "table_cell",
                    "bbox": {
                        "l": 109.919999,
                        "t": 461.559427,
                        "r": 145.378394,
                        "b": 448.192788
                    },
                    "text": "U0126",
                    "attrs": {
                        "row": 3,
                        "col": 0,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.11",
                    "order": 12,
                    "type": "table_cell",
                    "bbox": {
                        "l": 175.799996,
                        "t": 482.319445,
                        "r": 352.286312,
                        "b": 441.352792
                    },
                    "text": "Records Transmittal File - Permanent Records (Locator copy - Original in Archives and Records Management Division)",
                    "attrs": {
                        "row": 3,
                        "col": 1,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.12",
                    "order": 13,
                    "type": "table_cell",
                    "bbox": {
                        "l": 368.400009,
                        "t": 395.919435,
                        "r": 482.979815,
                        "b": 382.552796
                    },
                    "text": "Retain permanently.",
                    "attrs": {
                        "row": 3,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.13",
                    "order": 14,
                    "type": "table_cell",
                    "bbox": {
                        "l": 109.919999,
                        "t": 395.919435,
                        "r": 145.378394,
                        "b": 382.552796
                    },
                    "text": "U0128",
                    "attrs": {
                        "row": 4,
                        "col": 0,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.14",
                    "order": 15,
                    "type": "table_cell",
                    "bbox": {
                        "l": 175.799996,
                        "t": 416.55945,
                        "r": 337.093654,
                        "b": 389.392793
                    },
                    "text": "Microfilm Quality Evaluation Form (Duplicate - Original in Archives and Records Management Division)",
                    "attrs": {
                        "row": 4,
                        "col": 1,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.15",
                    "order": 16,
                    "type": "table_cell",
                    "bbox": {
                        "l": 368.400009,
                        "t": 461.559427,
                        "r": 482.979815,
                        "b": 448.192788
                    },
                    "text": "Retain permanently.",
                    "attrs": {
                        "row": 4,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.16",
                    "order": 17,
                    "type": "table_cell",
                    "bbox": {
                        "l": 109.919999,
                        "t": 309.519426,
                        "r": 145.378394,
                        "b": 296.152787
                    },
                    "text": "U0129",
                    "attrs": {
                        "row": 5,
                        "col": 0,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.17",
                    "order": 18,
                    "type": "table_cell",
                    "bbox": {
                        "l": 175.799996,
                        "t": 316.359423,
                        "r": 293.711589,
                        "b": 289.192811
                    },
                    "text": "Records Destruction Certificate File",
                    "attrs": {
                        "row": 5,
                        "col": 1,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.18",
                    "order": 19,
                    "type": "table_cell",
                    "bbox": {
                        "l": 368.400009,
                        "t": 350.919435,
                        "r": 516.963461,
                        "b": 254.75277800000003
                    },
                    "text": "Forward one copy to Kentucky Department for Libraries and Archives, Archives and Records Management Division.\\nRetain one (1) copy permanently at university.",
                    "attrs": {
                        "row": 5,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.19",
                    "order": 20,
                    "type": "table_cell",
                    "bbox": {
                        "l": 109.919999,
                        "t": 243.75943199999995,
                        "r": 145.378394,
                        "b": 230.39279299999998
                    },
                    "text": "U0131",
                    "attrs": {
                        "row": 6,
                        "col": 0,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
                    "id": "p3.1.20",
                    "order": 21,
                    "type": "table_cell",
                    "bbox": {
                        "l": 232.56,
                        "t": 165.7029,
                        "r": 381.36,
                        "b": 72.24
                    },
                    "text": "Maps – This series represents maps, intended for public distribution, which consist of images and/or data plotted to show geographic points at which various objects, incidents or phenomena occur across the Commonwealth. Examples of information on these maps include, topographical or geological features, land use planning",
                    "attrs": {
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                        "col": 1,
                        "rowspan": 1,
                        "colspan": 1
                    }
                },
                {
                    "id": "p3.1.21",
                    "order": 22,
                    "type": "table_cell",
                    "bbox": {
                        "l": 368.400009,
                        "t": 243.75943199999995,
                        "r": 516.861888,
                        "b": 78.59277499999996
                    },
                    "text": "Universities should capture one (1) copy of static maps or take periodic snapshots of GIS data not captured in the KYGEONET, for permanent retention. Data should be updated when superseded. To help determine rate and methods of capture, university staff can",
                    "attrs": {
                        "row": 6,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
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        {
            "id": "p3.2",
            "order": 23,
            "type": "footer",
            "bbox": {
                "l": 301.68,
                "t": 61.44,
                "r": 309.84,
                "b": 50.88
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            "text": "3",
            "attrs": {
                "block_label": "number"
            }
        }
    ],
    "excluded_furniture": {
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        "last": []
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Page 4

14 item(s) JSON
footer (1) table (1) table_cell (12)
Page 4
1 · TABLE
2
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13
14 · FOOTER
Page 4 JSON
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                "r": 528.72,
                "b": 75.6
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                    "type": "table_cell",
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                    "type": "table_cell",
                    "bbox": {
                        "l": 175.799996,
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                        "b": 445.192788
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                    "text": "data or archaeological sites in Kentucky. These maps may be printed and maintained in paper or maintained in electronic format. Electronic maps may be static images or dynamic packages produced by a Geographic Information System (GIS). Some of this information is made available through the KYGEONET, Kentucky's enterprise geographic information system. The KYGEONET is Series 05431, scheduled under the Division of Geographic Information. Series contains: spatial coordinates; plotted images and/or data. May contain: appropriate metadata.",
                    "attrs": {
                        "row": 0,
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                        "t": 720.7594320000001,
                        "r": 508.972701,
                        "b": 624.592798
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                    "text": "contact Archives and Records Management Division staff. Retain duplicate copies and copies made for internal reference until no longer useful, then destroy.",
                    "attrs": {
                        "row": 0,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
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                    "type": "table_cell",
                    "bbox": {
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                        "b": 420.952806
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                    "text": "U0133",
                    "attrs": {
                        "row": 1,
                        "col": 0,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
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                },
                {
                    "id": "p4.1.5",
                    "order": 6,
                    "type": "table_cell",
                    "bbox": {
                        "l": 175.799996,
                        "t": 344.55945,
                        "r": 314.98744,
                        "b": 331.192811
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                    "text": "Intellectual Property File",
                    "attrs": {
                        "row": 1,
                        "col": 1,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
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                        "l": 368.400009,
                        "t": 434.319445,
                        "r": 520.99358,
                        "b": 241.55279599999994
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                    "text": "Retain case file for patents issued by the United States Patent and Trademark Office until one (1) year after the expiration of patent, then destroy. Retain case file for copyrights until one (1) year after expiration, then destroy. Retain case file for trademarks permanently. Retain rejected applications for one (1) year, then destroy.",
                    "attrs": {
                        "row": 1,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
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                },
                {
                    "id": "p4.1.7",
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                    "type": "table_cell",
                    "bbox": {
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                        "r": 145.378394,
                        "b": 217.192811
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                    "text": "U0136",
                    "attrs": {
                        "row": 2,
                        "col": 0,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
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                },
                {
                    "id": "p4.1.8",
                    "order": 9,
                    "type": "table_cell",
                    "bbox": {
                        "l": 175.799996,
                        "t": 175.359423,
                        "r": 347.010276,
                        "b": 161.99278400000003
                    },
                    "text": "Friends Organization Records",
                    "attrs": {
                        "row": 2,
                        "col": 1,
                        "rowspan": 1,
                        "colspan": 1,
                        "bbox_refit": true
                    }
                },
                {
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                        "l": 368.400009,
                        "t": 230.55944999999997,
                        "r": 520.877925,
                        "b": 106.79280200000005
                    },
                    "text": "Retain permanently in creating unit or transfer to the University Archives for permanent retention when no longer useful. Retain Series U0102, General Correspondence, for no longer than two (2) years, then destroy.",
                    "attrs": {
                        "row": 2,
                        "col": 2,
                        "rowspan": 1,
                        "colspan": 1,
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                },
                {
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                    "text": "U0139",
                    "attrs": {
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                        "r": 292.558164,
                        "b": 82.55279599999994
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                    "text": "Hazardous Materials",
                    "attrs": {
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                        "rowspan": 1,
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                        "r": 491.620109,
                        "b": 82.55279599999994
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                    "text": "Retain until thirty (30)",
                    "attrs": {
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                        "colspan": 1,
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            "text": "4",
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Page 5

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footer (1) table (1) table_cell (18)
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1 · TABLE
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19
20 · FOOTER
Table integrity: 1 of 17 cells don't match the text layer at their coordinates.
r2c1 (50%): “Budget - University Operating Updated description (V)”
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            "children": [
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                    "attrs": {
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                    "text": "Notification File",
                    "attrs": {
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                        "r": 517.664272,
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                    "text": "years after the specific hazardous material is no longer used on campus, then destroy. A specific Safety Data Sheet may be destroyed if the university maintains a record identifying the substance used, where it was used and when it was used.",
                    "attrs": {
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                    "text": "U0140",
                    "attrs": {
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                    "text": "University Organization Membership Application",
                    "attrs": {
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                        "t": 572.319445,
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                    "text": "Retain lifetime membership applications for seventy-five (75) years, then destroy. Retain terminated membership applications until one (1) year after termination, then destroy.",
                    "attrs": {
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                        "col": 2,
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Page 6

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Page 7

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                    "bbox": {
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                    "text": "Application/Authorization for Graduation File",
                    "attrs": {
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                    "bbox": {
                        "l": 368.400009,
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                    "text": "Retain record copy permanently in appropriate registrar's office. This may be the University Registrar or the Registrar of the appropriate college, such as medicine or law.",
                    "attrs": {
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                        "col": 2,
                        "rowspan": 1,
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                    "bbox": {
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                        "b": 227.152787
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                    "text": "U0412",
                    "attrs": {
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                        "col": 0,
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                    "text": "Class Schedules – (Institutional record copy maintained by chief academic officer)",
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                    "text": "Transfer one copy of each schedule to the University Archives for permanent retention. Retain excess copies until no longer useful, then destroy. Retain forms documenting the adding, changing or canceling of specific courses or sections until one (1) year after the semester to which they pertain, then destroy.",
                    "attrs": {
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                    "text": "U0421",
                    "attrs": {
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                    "text": "Degree Awarded Files (Includes Associate, Undergraduate, Graduate)",
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                    "text": "Transfer permanent documentation to Master File (401). Retain remainder until five (5)",
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Page 8

17 item(s) JSON
footer (1) table (1) table_cell (15)
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17 · FOOTER
Table integrity: 1 of 13 cells don't match the text layer at their coordinates.
r3c1 (33%): “Graduation Lists – (Contains names of students completing d…”
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                    "text": "years after graduation or last date of attendance, then destroy.",
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                    "text": "Retain files documenting academic-integrity-code-violation (with sanctions) or other dismissal/expulsion permanently. Retain other files until three (3) years after graduation or last date of attendance or until three (3) years after all sanctions have been met, whichever is longer, then destroy.",
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                    "text": "Final Grade Submission Reports",
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                    "text": "Retain record copy permanently in creating unit, which in some universities may be the Registrar.",
                    "attrs": {
                        "row": 2,
                        "col": 2,
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Page 9

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footer (1) table (1) table_cell (18)
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18
19
20 · FOOTER
Page 9 JSON
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                    "text": "Appraisal Records\\nMay include: appraisals and valuation reports; reference materials used by appraisers; and related documentation and correspondence.",
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Page 10

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Table integrity: 1 of 12 cells don't match the text layer at their coordinates.
r3c1 (38%): “Master Personnel File - (Faculty and staff) – (Contains per…”
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Page 11

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                    "text": "Retain asbestos management records for duration of ownership of the structure, then transfer to new owner or retain for the life of the building plus thirty (30) years, then destroy. Retain asbestos training records for one (1)",
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Page 12

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26 · FOOTER
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                    "text": "Retain for seventy-five (75) years, or until after estate settlement, whichever is longer, then destroy.",
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                        "rowspan": 1,
                        "colspan": 1,
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                    "text": "Playbooks and Related Materials",
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                    "text": "Retain in office until no longer useful, then transfer to Archives for permanent retention.",
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                    "text": "Transfer permanent information to Series U0401, Student Academic Performance File. Maintain National Collegiate Athletic Association (NCAA) records for six (6) years, then destroy. Retain remainder of file until five (5) years after graduation or last date of attendance, then destroy.",
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                    "text": "Retain for eighty (80) years, then destroy.",
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                    "text": "Retain permanently in creating unit, which in some universities is the Facilities Office, or transfer to the University Archives for permanent retention when no longer useful.",
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Page 13

6 item(s) JSON
footer (1) footnote (1) table (1) table_cell (3)
Page 13
1 · TABLE
2
3
4
5 · FOOTER
6 · FOOTNOTE
Page 13 JSON
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                    "text": "Retain records documenting the university's efforts to develop donors, such as correspondence or biographical data, until superseded or no longer useful, then destroy. Retain records of minor donors, such as gifts-in-kind or annual fund campaign records for seven (7) years, then destroy. Retain records of major donors, such as planned gifts or endowments, permanently.",
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