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                    "text": "A principal investigator (PI) may request a budget adjustment on a grant for several valid and strategic reasons. These adjustments typically require approval from the Office of Research and Innovation (ORI) and, depending on the sponsor and the nature of the change, may also require sponsor approval. Typical reasons a PI might request a budget adjustment include the reallocation of funds between budget categories due to a change in project needs or underspending in each budget category. Personnel changes, equipment needs, travel adjustments, subaward or consultant changes, or sponsor-imposed changes are additional reasons for budget adjustment requests.",
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                    "text": "Prior Sponsor Approval",
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                    "text": "All budget modifications on sponsored awards must be reviewed and approved by ORI prior to implementation, unless the modification is explicitly allowable without prior approval under sponsor terms (e.g., under expanded authorities). Budget changes must comply with:",
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                    "text": "Modifications requiring prior sponsor approval (e.g., rebudgeting participant support costs, significant changes in scope) must be submitted to the sponsor by the ORI, not the PI directly.",
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                    "text": "Step 1: PI Identifies Need",
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                            "text": "Reallocation between categories (e.g., from equipment to personnel)",
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                            "text": "Addition of cost-sharing",
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                    "text": "Step 3: Prepare Budget Modification Request",
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                    "text": "The following materials are prepared:",
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                            "text": "Revised budget (in sponsor or institutional format)",
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                            "text": "Budget justification explaining the rationale",
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                            "id": "p3.5.3",
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                            "text": "Any required forms or sponsor-specific documentation",
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                        {
                            "id": "p3.5.4",
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                            "text": "Updated scope or timeline, if applicable",
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                    "text": "Step 4: Submit to ORI",
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                    "text": "Step 5: ORI Review",
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                            "text": "Determine if prior sponsor approval is required",
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                            "text": "Submit request to sponsor if needed (e.g., via Research.gov or Grants.gov)",
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                            "text": "If no sponsor approval is needed, ORI will issue internal approval to proceed with budget changes.",
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                            "text": "ORI will update internal records and notify the PI and department.",
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                    "text": "Common Budget Changes That May Require Sponsor Approval:",
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                    "text": "According to Federal Uniform Guidance (2 CFR 200.308), these may require prior approval:",
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                            "text": "Transfer of funds budgeted for participant support costs",
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                            "text": "Addition of a subaward not originally approved",
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                    "text": "Best Practices:",
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                            "text": "Use institutional systems to track and document modifications",
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                            "text": "2 CFR 200",
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                            "text": "CONTACTS: Sponsored Programs Office of Research & Innovation 502-597-5837",
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                            "text": "Telephone",
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                            "text": "General Questions",
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                            "text": "Date of Issuance/Revision\nJune 2025",
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                            "text": "Drafter(s)/Editor(s)\nDorothy Daley",
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